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Analyse Phase · DMAIC Template

A3 Problem Solving Template

A structured one-page problem-solving document used in Lean and Six Sigma to capture the problem, root cause, countermeasures and results — all on a single A3-sized sheet.

SimplicityHub A3 Problem Solving Template — editable Excel template

What is a A3 Problem Solving Template?

An A3 Problem Solving Template is a structured one-page document (originally A3 paper size) that captures the problem, current state, root cause, target state, countermeasures, implementation plan and results in a logical flow.

When to use a A3 Problem Solving Template

Use it for any problem that needs structured thinking but doesn't warrant a full DMAIC project. It works equally well for quick wins, operational issues and as a summary of a full improvement project.

Who should use a A3 Problem Solving Template

  • Green Belts and Black Belts — solving focused problems that don't require a full DMAIC project
  • Team leaders and supervisors — addressing day-to-day operational problems with a structured approach
  • Lean practitioners — coaching team members through structured problem solving using the A3 thinking method
  • Operations managers — reviewing and approving problem-solving work at a glance using the one-page format

How to use a A3 Problem Solving — step by step

  1. 1
    Write the problem statement at the top

    Start with a clear, factual problem statement. 'Machine stopped' or 'Customer received wrong item' — specific, observable, factual. Vague problems produce vague root causes.

  2. 2
    Map the Current Condition — what is actually happening

    Describe or sketch the current process or situation. Use data, a simple flow diagram, or an observation summary. Highlight exactly where and when the problem occurs — be specific. Only document what you can observe or measure.

  3. 3
    Root Cause Analysis — dig below the symptoms

    Use 5 Whys, a Fishbone (Ishikawa) diagram, or another structured technique to identify the true root cause. The root cause must be something addressable — not 'human error' but the system gap that allowed it to happen.

  4. 4
    Define the Target Condition — what good looks like

    Set a specific, measurable target state. This is not the solution itself — it is the outcome you need to achieve. Example: reduce delivery errors from 12% to below 2% within 6 weeks. The target directly addresses the gap in the current condition.

  5. 5
    Check the logic by reading upward

    Read the chain back to front: 'Because of X, Y happened, which caused Z.' If the logic holds, you have a valid chain. If it breaks, revisit the step where it breaks.

  6. 6
    Identify the actionable root cause

    The root cause is the deepest level where a corrective action can prevent recurrence. Document it clearly — this feeds your Improve phase solution design.

  7. 7
    Validate before acting

    Do not jump to solution immediately. Check whether data or observation confirms the root cause is real and significant before committing resource to fixing it.

Worked example — Reducing Delivery Delays

A logistics team used an A3 to diagnose a delivery delay problem, tracing from symptom to root cause in three days — identifying a route planning assumption that was causing consistent late arrivals at two postcodes.

Worked example — Reducing Delivery Delays

Common mistakes — and how to avoid them

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Jumping to countermeasures. The biggest A3 failure is moving to solutions before the root cause section is complete. The countermeasures must logically follow from the root cause.

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Writing the A3 alone. The A3 is a thinking tool, not a report. The best A3s are built through dialogue with a coach or team, not written in isolation.

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Treating the A3 as a one-time document. The results section must be completed. An A3 without measured outcomes is an incomplete thought. Follow through to the end.

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Making it too detailed. An A3 that needs a separate appendix to explain itself has defeated its own purpose. If it doesn't fit on one page, simplify the thinking.

Tips for getting better results

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Work from left to right — but think in loops. The A3 reads left to right but good thinking iterates. If your countermeasures don't address your root cause, go back and re-examine the analysis.

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Use visuals wherever possible. A simple process map, run chart or fishbone in the current state section is worth more than a paragraph of text.

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Keep the A3 visible throughout the project. Post it where the team can see it. It should be a living document updated as the work progresses — not a final deliverable written at the end.

Toolkit Packs £9

Advanced Toolkit Packs — available now

Structured, ready-to-use template packs designed for real improvement work. Pick the pack that matches your project and get started straight away.

Process Improvement Starter Pack

A starter pack for identifying improvement opportunities, measuring baselines and planning action.

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Root Cause Analysis Toolkit

A practical RCA toolkit for defining problems, finding causes, validating evidence and creating action.

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A3 Template Pack

A clean A3 problem-solving pack for concise, visual improvement thinking and follow-through.

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